+44 20 7993 8890
Obtaining regulatory authorisations and maintaining good standing with your regulator is not an optional extra. We live in a commercial world where political pressure and consumer demands are driving regulators to justify their existence with fewer resources.
Regulatory investigations and enforcement action are frequently launched without proper preliminary checks or assessments. Regulators often claim that they are interested in constructive engagement rather than disciplinary action, but experience shows this is rarely the reality.
Often a regulator's initial concerns are misplaced and unfounded, but things can easily escalate if the matter is not managed skilfully, so that well managed businesses and responsible individuals find themselves caught up in long-running and expensive investigations or litigation
Are you concerned about any compliance related issues? If so, please make contact.
Tel: +44 (0)20 7993 8890
Chambers of Oliver Mishcon
1 Fetter Lane
London EC4A 1BR